Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Ray HatfieldCommonwealth Financial NetworkCitigroup Global Markets Inc.$25005-01-2009
Ashok Shantappa ShendureCommonwealth Financial NetworkBds Financial Service Corporation$10007-06-2009
Rajanee Ashok ShendureCommonwealth Financial NetworkBds Financial Service Corporation$31207-06-2009
Smita M. SamantCommonwealth Financial NetworkFSC Securities Corporation07-06-2009
Kerry Robert ThompsonCommonwealth Financial NetworkRoyal Alliance Associates, Inc.10-01-2009
Ryan Edwin MickelsonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10010-06-2009
Joseph Andrew Chornyak Jr.Commonwealth Financial NetworkChornyak & Associates, Ltd.$10010-07-2009
Robert Allan MaukCommonwealth Financial NetworkChornyak & Associates, Ltd.$15010-07-2009
Bart William LittleCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$25003-05-2010
Michael James BakerCommonwealth Financial NetworkCetera Advisor Networks LLC$25009-21-2011
Shawn David BrunnerCommonwealth Financial NetworkCetera Advisor Networks LLC09-21-2011
Jonathan Scott MerckensCommonwealth Financial NetworkEquity Services, Inc.$25009-30-2011
Robert Lee Sponseller Jr.Commonwealth Financial NetworkLPL Financial LLC$50001-17-2012
Matthew C. JessupCommonwealth Financial NetworkLPL Financial LLC$15003-13-2012
Diane Elizabeth ArmstrongCommonwealth Financial NetworkWealthStone Family Office LLC10-29-2012
Stewart Lee FlahertyCommonwealth Financial NetworkLPL Financial LLC$10005-16-2013
Benjamin K. MinardCommonwealth Financial NetworkInvestment Partners Ltd08-02-2013
Kevin L. DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Christine E DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Kevin Richard WichmanCommonwealth Financial NetworkLPL Financial LLC$10008-18-2014
Brian Lawrence StephanCommonwealth Financial NetworkLPL Financial LLC$50008-18-2014
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Jack Harman StittCommonwealth Financial NetworkLPL Financial LLC$25011-03-2014
Scott Wesley SniderCommonwealth Financial NetworkThe Huntington Investment Company09-25-2015
Mark Robert FinneyCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.10-30-2015
Next Page »

Showing 1 to 25 of 45 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.