Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Wesley LowellFifth Third Securities, Inc.Capital Analysts$109-14-2018
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
Christopher M EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
David Clements ParkerFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2017
Justin D BlackFifth Third Securities, Inc.Fidelity Brokerage Services LLC$5011-30-2017
Chad Russell BalhoffFifth Third Securities, Inc.Citizens Securities, Inc.$15010-27-2017
Daniel Kenneth MidgleyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.07-28-2017
Denes Joseph Chapo IIIFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5007-28-2017
Ivan UskokovicFifth Third Securities, Inc.PNC Investments$106-14-2017
Susanne Marie SwansonFifth Third Securities, Inc.PNC Investments06-08-2017
Brian Louis ProseFifth Third Securities, Inc.PNC Investments05-09-2017
Lisa Michelle VincentFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-06-2016
Eric Daniel GraberFifth Third Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC11-22-2016
Christopher Howard Allen StameyFifth Third Securities, Inc.Key Investment Services LLC10-28-2016
Aaron Bruce ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Shannon Jo BauerFifth Third Securities, Inc.WesBanco Securities, Inc.09-07-2016
Beth Ellen MontgomeryFifth Third Securities, Inc.J.P. Morgan Securities LLC08-03-2016
Mark John PoseyFifth Third Securities, Inc.Infinex Investments, Inc.08-02-2016
Pamela Kay BartlettFifth Third Securities, Inc.Key Investment Services LLC07-28-2016
Patrick William HarringtonFifth Third Securities, Inc.Ameritas Investment Corp.06-28-2016
Theodore Scott AlexanderFifth Third Securities, Inc.CUSO Financial Services, L.P.06-21-2016
Shawn Michael Wolf-LewisFifth Third Securities, Inc.Edward Jones04-19-2016
Crystal J RardonFifth Third Securities, Inc.Key Investment Services LLC04-13-2016
Bradley David RobertsFifth Third Securities, Inc.MML Investors Services, LLC04-05-2016
Michael James CasonFifth Third Securities, Inc.PNC Investments$15003-16-2016
Next Page »

Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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