Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hazen HornyakJ.P. Morgan Securities LLCStratos Wealth Partners, Ltd08-21-2020
Randall Johnathon WilkinsJ.P. Morgan Securities LLCCitizens Securities, Inc.07-10-2020
Anton Francis LohnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
Zachary A CottongimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2020
Maria Noeli Iwa Oberto BasantaJ.P. Morgan Securities LLCMorgan Stanley05-08-2020
Errol ZoogJ.P. Morgan Securities LLCMorgan Stanley04-29-2020
Mitchell C EdwardsJ.P. Morgan Securities LLCMorgan Stanley04-29-2020
Lois J GregoryJ.P. Morgan Securities LLCMorgan Stanley$50004-28-2020
Lauren Elizabeth CasassaJ.P. Morgan Securities LLCEquitable Advisors, LLC02-28-2020
Dennis RichardsonJ.P. Morgan Securities LLCNationwide Securities, LLC02-24-2020
Mortadha HidoussiJ.P. Morgan Securities LLCCitizens Securities, Inc.02-14-2020
Brady VaughtJ.P. Morgan Securities LLCPruco Securities, LLC.02-12-2020
Shannon J BauerJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-28-2020
Christian John RetherJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC01-28-2020
David Michael BainJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-10-2020
Jonathan Leonard BradleyJ.P. Morgan Securities LLCThe Huntington Investment Company01-09-2020
William HoJ.P. Morgan Securities LLCThe Huntington Investment Company12-26-2019
Lucas J BellJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-17-2019
Zachary David YoungJ.P. Morgan Securities LLCThe Huntington Investment Company11-20-2019
David Keith SpindleJ.P. Morgan Securities LLCEquitable Advisors, LLC11-07-2019
Deborah Ann WhiteJ.P. Morgan Securities LLCMML Investors Services, LLC10-24-2019
Michael DeAngelo BarberJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Patricia Joann SilvaggioJ.P. Morgan Securities LLCThe Huntington Investment Company10-01-2019
Scott Alan HughesJ.P. Morgan Securities LLCCitizens Securities, Inc.09-10-2019
Beth Ann LandwehrJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC08-21-2019
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.