Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Jamie Lynn Skaggs | J.P. Morgan Securities LLC | Ameriprise Financial Services, Inc. | — | 02-04-2019 |
Christopher Lee Browning | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $200 | 10-01-2012 |
Samir Mohan Bagga | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $100 | 10-01-2012 |
William Roy Sickmiller Jr. | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $50 | 10-01-2012 |
Samer Antoine Hilal | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $50 | 10-01-2012 |
Andrew I Hayek | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $50 | 10-01-2012 |
Nathan James Lehman | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $50 | 10-01-2012 |
David Edward Patch | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $50 | 10-01-2012 |
Charles Edward Sprunger | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $25 | 10-01-2012 |
Jeremiah Paul Brudno | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $25 | 10-01-2012 |
Steven P Stofflet | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $25 | 10-01-2012 |
Mark Alan Wilder | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $25 | 10-01-2012 |
David James Liss | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $10 | 10-01-2012 |
Thomas J Shaw | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $10 | 10-01-2012 |
Geofffrey Charles Strohn | J.P. Morgan Securities LLC | Chase Investment Services Corp. | $10 | 10-01-2012 |
Michael Scott Kertes | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Raquel Marie Quinn | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Dennis Dean Ross | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Ronald James Lewis | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Mark Alan Knight | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
James Kevin Dempsey III | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Keith Edward Chamarro | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Jason Lee Gernstetter | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Ronald Lee Rosenbeck | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Richard Lee Lucas | J.P. Morgan Securities LLC | Chase Investment Services Corp. | — | 10-01-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.