Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patty Kelley ScottJ.P. Morgan Securities LLCUBS Financial Services Inc.$5007-21-2009
Robert Jonathan HoffmanJ.P. Morgan Securities LLCKey Investment Services LLC$1008-17-2009
Mario Alberto MontoyaJ.P. Morgan Securities LLCLongbow Securities, LLC04-16-2010
Glen Laverne NoggleJ.P. Morgan Securities LLCFifth Third Securities, Inc.11-02-2011
Carl Ray GarrisonJ.P. Morgan Securities LLCEdward Jones10-01-2012
Christopher A. BrewerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-08-2012
Jonathan M. EschanJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.10-12-2012
Leonard Scott PefferJ.P. Morgan Securities LLCEdward Jones10-18-2012
Ryan James SittlerJ.P. Morgan Securities LLCThe Huntington Investment Company11-15-2012
William Joseph Haddow Jr.J.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.11-16-2012
Joseph Patrick SchaeferJ.P. Morgan Securities LLCCUSO Financial Services, L.P.11-26-2012
Scott Paul VianoJ.P. Morgan Securities LLCKey Investment Services LLC12-07-2012
Juliet Rose HalterJ.P. Morgan Securities LLCFirstMerit Financial Services, Inc01-14-2013
Scott A. ConradJ.P. Morgan Securities LLCKey Investment Services LLC02-07-2013
Karrie Kay StefanovJ.P. Morgan Securities LLCFirstMerit Financial Services, Inc04-03-2013
Thomas Michael BirkleyJ.P. Morgan Securities LLCPNC Investments04-29-2013
Jerry D. HallJ.P. Morgan Securities LLCPNC Investments04-29-2013
Myah Moore IrickJ.P. Morgan Securities LLCPNC Investments05-31-2013
Charles M. RicciardiJ.P. Morgan Securities LLCEdward Jones06-26-2013
Dane Patrick RobinsonJ.P. Morgan Securities LLCPruco Securities, LLC.09-24-2013
Michael Douglas Albrecht Sr.J.P. Morgan Securities LLCVALIC Financial Advisors, Inc.09-25-2013
Brian John KulakJ.P. Morgan Securities LLCMetLife Securities Inc.$2510-31-2013
Christopher John HouserJ.P. Morgan Securities LLCPNC Investments11-01-2013
Jason Charles SescoJ.P. Morgan Securities LLCNationwide Securities, LLC$1011-04-2013
Michael Todd MooreJ.P. Morgan Securities LLCThe Huntington Investment Company12-02-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.