Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
David Emil JohnsonLPL Financial LLCCetera Advisor Networks LLC$2609-18-2020
Stephen SowersLPL Financial LLCCetera Advisor Networks LLC$5009-18-2020
Adam Christopher HalmLPL Financial LLCVoya Financial Advisors, Inc.$2509-11-2020
Cole Philip ChiappialleLPL Financial LLCEdward Jones09-08-2020
Victor Fredrick Newman IiLPL Financial LLCAvantax Investment Services, Inc.09-04-2020
Patrick N ThayerLPL Financial LLCParkland Securities, LLC09-04-2020
Matthew Harold RichardsonLPL Financial LLCDavid Bodnar Advisors LLC$5008-26-2020
Robert Stephan RuckmanLPL Financial LLCCetera Advisors LLC08-11-2020
Bryan James CenkyLPL Financial LLCCetera Investment Services LLC08-04-2020
Samer Antoine HilalLPL Financial LLCJ.P. Morgan Securities LLC$10007-15-2020
David Lawrence BaileyLPL Financial LLCFifth Third Securities, Inc.07-13-2020
Michele Marjorie UptonLPL Financial LLCThrivent Investment Management Inc.06-28-2020
Craig Lee SouleLPL Financial LLCH. Beck, Inc.$5006-18-2020
Martin M HipplerLPL Financial LLCH. Beck, Inc.$2506-18-2020
Scott Allen McDougalLPL Financial LLCH. Beck, Inc.$5006-18-2020
Timothy Joseph WeyerLPL Financial LLCH. Beck, Inc.$5006-18-2020
John Michael MunkaLPL Financial LLCInvestacorp Advisory Services Inc06-08-2020
Mark K MillarLPL Financial LLCWells Fargo Clearing Services, LLC$1005-22-2020
James Norman MorehartLPL Financial LLCRoyal Alliance Associates, Inc.$15005-18-2020
Dennis Charles JacksonLPL Financial LLCSecurities America, Inc.05-15-2020
David James MetzgerLPL Financial LLCSecurities America, Inc.05-14-2020
Anthony Lee Van KeurenLPL Financial LLCSecurities America, Inc.05-14-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.