Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kay Marie AuwerterLPL Financial LLCWRP Investments, Inc.08-03-2012
James Lee McInturf Jr.LPL Financial LLCWRP Investments, Inc.01-30-2012
Jaime Marie TraywickLPL Financial LLCWesBanco Securities, Inc.$5005-16-2016
Matthew Adam TraywickLPL Financial LLCWesBanco Securities, Inc.05-16-2016
Matthew TraywickLPL Financial LLCWesBanco Securities$6005-16-2016
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Phillip Martin RiniLPL Financial LLCWells Fargo Clearing Services, LLC06-05-2015
Maurice Jerry JonesLPL Financial LLCWells Fargo Clearing Services, LLC05-10-2013
Montford Jonathan WillLPL Financial LLCWells Fargo Clearing Services, LLC12-16-2011
Grant Thomas BeckleyLPL Financial LLCWells Fargo Clearing Services, LLC$1005-27-2011
Christopher Richard MayerLPL Financial LLCWells Fargo Clearing Services, LLC12-20-2010
Jennifer Lynn HopeLPL Financial LLCWells Fargo Advisors Financial Network, LLC11-30-2011
Frank Patrick CunnaneLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15011-29-2011
Paul GuerraLPL Financial LLCWells Fargo Advisors$7003-21-2017
Thomas MarkellLPL Financial LLCWells Fargo Advisors$25010-28-2016
Chandon Simonis, John NiermeyerLPL Financial LLCWells Fargo Advisors$51604-28-2016
James Kerns PettyLPL Financial LLCWaddell & Reed10-31-2018
Jason Andrew BlackLPL Financial LLCWaddell & Reed10-01-2018
Anita Louise SmithLPL Financial LLCWaddell & Reed02-05-2010
Jason Paul CodreaLPL Financial LLCWaddell & Reed12-11-2009
Matthew David CraceLPL Financial LLCW&S Brokerage Services, Inc.01-02-2018
Dan J. KopcakLPL Financial LLCW&S Brokerage Services, Inc.05-19-2017
Stephen A. RogersLPL Financial LLCVoya Financial Advisors, Inc.$5008-14-2019
Thomas Dean HartLPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Michael Edward LavatoriLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
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Showing 1 to 25 of 261 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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