Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kay Marie AuwerterLPL Financial LLCWRP Investments, Inc.08-03-2012
James Lee McInturf Jr.LPL Financial LLCWRP Investments, Inc.01-30-2012
Brian David SmithLPL Financial LLCWorld Group Securities, Inc.03-23-2011
Jerald Lewis ButtsLPL Financial LLCWorld Group Securities, Inc.01-02-2009
Geoffrey Morgan BurgessLPL Financial LLCWoodbury Financial Services, Inc.12-03-2012
Aaron D. BurgaLPL Financial LLCWesBanco Securities, Inc.08-12-2019
Gary Scott WilliamsonLPL Financial LLCWesBanco Securities, Inc.05-02-2018
Keith Lee HillLPL Financial LLCWesBanco Securities, Inc.04-26-2018
Jaime Marie TraywickLPL Financial LLCWesBanco Securities, Inc.$5005-16-2016
Matthew Adam TraywickLPL Financial LLCWesBanco Securities, Inc.05-16-2016
Meredith Elizabeth MarchandLPL Financial LLCWells Fargo Clearing Services, LLC$2512-15-2019
Jeffrey Burke MarchandLPL Financial LLCWells Fargo Clearing Services, LLC$2512-13-2019
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Candace Lynn DelucaLPL Financial LLCWells Fargo Clearing Services, LLC$10006-09-2017
Robert Curtis LeachLPL Financial LLCWells Fargo Clearing Services, LLC$10010-16-2015
Robert Macgregor MartinLPL Financial LLCWells Fargo Clearing Services, LLC$5009-30-2015
Phillip Martin RiniLPL Financial LLCWells Fargo Clearing Services, LLC06-05-2015
Eric N. KalealLPL Financial LLCWells Fargo Clearing Services, LLC01-20-2015
Karl Adrian HutchisonLPL Financial LLCWells Fargo Clearing Services, LLC$10002-03-2014
Maurice Jerry JonesLPL Financial LLCWells Fargo Clearing Services, LLC05-10-2013
Angela Rena CurtisLPL Financial LLCWells Fargo Clearing Services, LLC03-16-2012
Montford Jonathan WillLPL Financial LLCWells Fargo Clearing Services, LLC$10012-16-2011
Brent Alan MarkleyLPL Financial LLCWells Fargo Clearing Services, LLC05-27-2011
Tommy Dean DaveyLPL Financial LLCWells Fargo Clearing Services, LLC05-27-2011
Grant Thomas BeckleyLPL Financial LLCWells Fargo Clearing Services, LLC05-27-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.