Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael RogersLPL Financial LLCFifth Third Securities, Inc.$5409-02-2016
Matthew TraywickLPL Financial LLCWesBanco Securities, Inc.$6005-16-2016
Christopher Sweeney LPL Financial LLCAmeriprise Financial Services, LLC$12509-27-2019
Tom HerbruckLPL Financial LLCKestra Investment Services, LLC$47104-03-2017
Mark MorganLPL Financial LLCMoney Concepts Capital Corp$11512-16-2016
James Jones Steven SmetanaLPL Financial LLCAmeriprise Financial Services, LLC$6412-09-2016
Joshua Anglin Thomas CompernolleLPL Financial LLCAmeriprise Financial Services, LLC$5412-08-2016
Linda Horn-Grubbs Robert HornLPL Financial LLCMoney Concepts Capital Corp$8009-24-2015
Thomas KennedyLPL Financial LLCRoyal Alliance Associates, Inc.$60005-27-2015
Jason Borrasso Richard GanimLPL Financial LLCMetLife Securities Inc.$6002-23-2017
Thomas Neess Alan Runkel William ThompsonLPL Financial LLCSterne Agee Asset Management, Inc.$9610-01-2015
Steven Jung Timothy Lysaght Patrick LysaghtLPL Financial LLCMorgan Keegan & Company, Inc.$18511-28-2011
Paul GuerraLPL Financial LLCWells Fargo Clearing Services, LLC$7003-21-2017
Thomas MarkellLPL Financial LLCWells Fargo Clearing Services, LLC$25010-28-2016
Chandon Simonis John NiermeyerLPL Financial LLCWells Fargo Clearing Services, LLC$51604-28-2016
Tim Clepper Kelly KuennenLPL Financial LLCMorgan Stanley$20001-09-2015
Eric DevineLPL Financial LLCHuntington Investments$6307-17-2017
Shawn VanceLPL Financial LLCJPMorgan Chase & Co.$20009-01-2016
Dustin DeFrancoLPL Financial LLCJPMorgan Chase & Co.$5004-08-2016
Susan Coy-KamphLPL Financial LLCHuntington Investments$11212-10-2015
Nicole JervisLPL Financial LLCHuntington Investments$6012-09-2015
Shawn McCombsLPL Financial LLCHuntington Investments$14507-01-2015
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.