Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron James RohrbaughLPL Financial LLCFifth Third Securities, Inc.03-14-2012
Abby Lynn MorganLPL Financial LLCMorgan Keegan & Company, Inc.09-16-2011
Adam Peter LisowskyLPL Financial LLCFidelity Brokerage Services LLC07-03-2017
Alan Wesley BegyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2009
Andrew David SchmitmeyerLPL Financial LLCCetera Investment Services LLC$10012-07-2017
Andrew James DegroatLPL Financial LLCNRP Financial, Inc.11-30-2010
Andrew Jay MaimonaLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
Anita Louise SmithLPL Financial LLCWaddell & Reed02-05-2010
Anthony Wayne SextonLPL Financial LLCINVEST Financial Corporation02-14-2018
Basil Mcvoy Duncan IIILPL Financial LLCAXA Advisors, LLC01-04-2010
Benjamin James JonesLPL Financial LLCJ.P. Morgan Securities LLC03-01-2013
Benjamin Paul ForgraveLPL Financial LLCAlpha Financial Planning, Inc.05-31-2016
Berry Allen TaylorLPL Financial LLCNational Planning Corporation07-31-2012
Bert Allan CovellLPL Financial LLCPruco Securities, LLC.11-18-2010
Billy MitchellLPL Financial LLCCapital One Investing, LLC02-26-2016
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Brian Larry RogersLPL Financial LLCNational Planning Corporation$1011-29-2017
Brian M. SweeneyLPL Financial LLCRaymond James Financial Services, Inc.01-19-2016
Brian Todd BishopLPL Financial LLCSII Investments, Inc.02-14-2018
Bruce Alan DipietroLPL Financial LLCSivel Capital Management, Inc02-07-2018
Bruce E. LeimbachLPL Financial LLCEdward Jones07-05-2011
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Bryan D. MeilingerLPL Financial LLCFidelity Brokerage Services LLC07-16-2018
Bryan Jason BonkowskiLPL Financial LLCInvestment Professionals, Inc.12-07-2017
Bryce Roman WergelandLPL Financial LLCNRP Financial, Inc.11-30-2010
Next Page »

Showing 1 to 25 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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