Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Michael CaseyMML Investors Services, LLCAmeriprise Financial Services, Inc.$50002-04-2013
William Joseph DemarcoMML Investors Services, LLCAXA Advisors, LLC07-31-2014
Charles Herbert LocyMML Investors Services, LLCAXA Advisors, LLC$36012-22-2011
Kevin Von Von GoinsMML Investors Services, LLCAXA Advisors, LLC04-01-2009
Jason Matthew RebholzMML Investors Services, LLCChase Investment Services Corp.02-04-2011
Joshua James BarrMML Investors Services, LLCEdward Jones03-23-2018
Jason Andrew GonczMML Investors Services, LLCEquity Services, Inc.04-18-2019
Darrin Mitchell BollenbacherMML Investors Services, LLCEquity Services, Inc.02-23-2011
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Ajdin Jakub DropicMML Investors Services, LLCFifth Third Securities, Inc.$10001-22-2016
Bruce Alan JonesMML Investors Services, LLCIndependent Financial Partners12-11-2015
Joshua Robert Edwin PostMML Investors Services, LLCJ.P. Morgan Securities LLC06-02-2017
Timothy J DavisMML Investors Services, LLCJ.P. Morgan Securities LLC08-20-2015
Donald William Talbert Jr.MML Investors Services, LLCLatitude Advisors, LLC$10006-11-2015
David William LinvilleMML Investors Services, LLCM Holdings Securities, Inc.05-04-2016
Michael P JonesMML Investors Services, LLCNew England Securities08-12-2014
Richard Alan RudnickiMML Investors Services, LLCNew England Securities$25011-07-2013
David William McconnellMML Investors Services, LLCNew England Securities$10010-18-2012
Jeffrey Stewart McCreeryMML Investors Services, LLCNew England Securities$25003-10-2009
Jared Franklin AllmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-25-2017
Katherine Adelle RippeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2017
Michael David RaabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2014
Jeffrey Dale PerkinsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2014
Dean Arthur SchulerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2014
Brian C GarryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$25004-29-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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