Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg A. AndersonMML Investors Services, LLCPark Avenue Securities LLC06-23-2009
Ryan Christopher PuckettMML Investors Services, LLCPark Avenue Securities LLC06-11-2009
Kathy Louise CrudeleMML Investors Services, LLCNYLIFE Securities LLC02-22-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Thomas John GallagherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-01-2012
Richard Alan RudnickiMML Investors Services, LLCNew England Securities11-07-2013
Jeffrey Stewart McCreeryMML Investors Services, LLCNew England Securities03-10-2009
Geoffrey Allen FedurekMML Investors Services, LLCMetLife Securities Inc.$1,00003-25-2017
Robin PriceMML Investors Services, LLCMetLife Securities Inc.$29103-25-2017
Daniel Steven GrisakMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Daniel James LaulettaMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Robert Vincent ZabrockiMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Edmund Francis BosseMML Investors Services, LLCMetLife Securities Inc.$2603-25-2017
Randy Gerard DayMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Subhash C. JatanaMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Michael Edward ShortMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
James Michael FisherMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Jennifer April FunkMML Investors Services, LLCMetLife Securities Inc.$1903-25-2017
Richard David BinauMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Randall M RubensteinMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Rita KhoslaMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Robert David ElrodMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Kenneth Walter DorschMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Susan Kay SparrMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Joseph Ryan Kendron Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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