Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-26-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
La'Velle Deante SpiveyMorgan StanleyTransamerica Financial Advisors, Inc11-21-2018
Scott Frank MercaldeMorgan StanleyUBS Financial Services Inc.$5010-05-2018
Tricia A MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
James Thomas MooreMorgan StanleyJ.P. Morgan Securities LLC07-06-2018
Gary Luther BrahlerMorgan StanleyWells Fargo Clearing Services, LLC$1,00005-02-2018
Stephen Brian SheaMorgan StanleyStratos Wealth Partners, Ltd04-13-2018
Ian Noble WiltMorgan StanleyUBS Financial Services Inc.$10003-23-2018
Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$8103-23-2018
Maher Joseph MajdalaniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2017
Nona Emily SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Alexander D. BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
Jon Cleavland PeavyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2017
Nicholas George BroskyMorgan StanleyWells Fargo Clearing Services, LLC04-18-2017
David Aubrey DollMorgan StanleyUBS Financial Services Inc.$15003-31-2017
Patrick Edward OberlanderMorgan StanleyUBS Financial Services Inc.03-31-2017
David Patrick LangeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2017
Jill Elaine BracciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2017
Morgan Lyn GoldthwaiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2016
Michael Willis Vary Jr.Morgan StanleyUBS Financial Services Inc.09-30-2016
Elizabeth N GlinkaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2016
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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