Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Wayne BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Michael BalsomMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
La'Velle Deante SpiveyMorgan StanleyTransamerica Financial Advisors, Inc11-21-2018
Robert M. KinsellaMorgan StanleyFidelity Brokerage Services LLC10-11-2018
Scott Mercalde, Tricia MercaldeMorgan StanleyUBS Financial Services Inc. Inc.10-05-2018
Scott Frank MercaldeMorgan StanleyUBS Financial Services Inc.$5010-05-2018
Tricia Ann MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
James Thomas MooreMorgan StanleyJ.P. Morgan Securities LLC07-06-2018
Gary Luther BrahlerMorgan StanleyWells Fargo Clearing Services, LLC$1,00005-02-2018
Stephen Brian SheaMorgan StanleyLPL Financial LLC04-13-2018
Ian N. Wilt, Michael Jude ScovicMorgan StanleyUBS Financial Services Inc. Inc.$46303-23-2018
Ian Noble WiltMorgan StanleyUBS Financial Services Inc.$10003-23-2018
Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$8103-23-2018
Maher Joseph MajdalaniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2017
Kelly Ann Draper, David Robert Snell, Gerald R. Beale Jr., Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Tony Michael PenzoneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-01-2017
Richard Edward Croasdaile III, Lauren C ErbMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Sarah Elizabeth Stratton, Kathleen M. KesselemMorgan StanleyUBS Financial Services Inc.$10008-25-2017
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Showing 1 to 25 of 294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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