Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip NobleMorgan StanleyLPL Financial LLC$11611-22-2011
Scott Mercalde Tricia MercaldeMorgan StanleyUBS Financial Services Inc.10-05-2018
Ian N Wilt Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$46303-23-2018
William Troy Neat Jason Redpath Steven SpaethMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60201-20-2017
Jennifer Daniels Karen LevyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15112-06-2013
Mark Pentella Jessica PalmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$12503-22-2013
Vince Costanzo Rex MackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11511-23-2012
Brant Giere Lisa SzucsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-20-2012
Bryan Jones James WoodsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-15-2011
T Gregory Naples Chris NapleMorgan StanleyUBS Financial Services Inc.$10011-15-2011
Shawn Liebel Kevin ForneyMorgan StanleyUBS Financial Services Inc.$21105-17-2011
The Legacy Wealth Management GroupMorgan StanleyUBS Financial Services Inc.$35007-02-2010
David Howard BulkleyMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-25-2020
Jon Christopher BrooksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2020
James Frederick White IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-31-2020
Daniel Miller CochranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Joseph Charles VinciguerraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2020
Lynnette Elaine WorstellMorgan StanleyJ.P. Morgan Securities LLC05-28-2020
Megan Anne HalseyMorgan StanleyJ.P. Morgan Securities LLC05-27-2020
Brandon D ScarburyMorgan StanleyJ.P. Morgan Securities LLC05-06-2020
Scott A ConradMorgan StanleyJ.P. Morgan Securities LLC02-12-2020
Christian John RiemenschneiderMorgan StanleyWells Fargo Clearing Services, LLC$1,00011-22-2019
Colin Doyle KeefeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Shane MoranMorgan StanleyUBS Financial Services Inc.$5010-30-2019
Samuel A McCoyMorgan StanleyUBS Financial Services Inc.10-23-2019
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.