Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Lawrence VordemescheMorgan StanleyUBS Financial Services Inc.$1006-01-2009
Thanh Thuy PhamMorgan StanleyUBS Financial Services Inc.06-01-2009
Rebecca Joan LightnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Jeffrey David StanleyMorgan StanleyAllstate Financial Services, LLC08-24-2009
Bryan Arthur WeberMorgan StanleyRobert W. Baird & Co. Incorporated$15009-25-2009
Charles O B SnyderMorgan StanleyRobert W. Baird & Co. Incorporated$15009-25-2009
Kelly Michael KuennenMorgan StanleyRobert W. Baird & Co. Incorporated$10009-25-2009
Timothy Banks ClepperMorgan StanleyRobert W. Baird & Co. Incorporated$20009-25-2009
Joshua S DautovicMorgan StanleyRobert W. Baird & Co. Incorporated09-25-2009
Tom AwadallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2009
John William Bach Jr.Morgan StanleyCFD Investments, Inc.10-12-2009
Justin James ScheeffMorgan StanleyAXA Advisors, LLC10-12-2009
Ryan Scott KriftMorgan StanleyRaymond James & Associates, Inc.$10011-13-2009
Mildred Joann BabbMorgan StanleyINVEST Financial Corporation01-04-2010
Michael David SejkaMorgan StanleyStifel, Nicolaus & Company, Incorporated01-14-2010
Brian David MooreMorgan StanleyNuveen Fund Advisors, LLC01-29-2010
Anthony Joseph PugliaMorgan StanleyMorgan Stanley02-01-2010
Andrew L. TracyMorgan StanleyU.S. Bancorp Investments, Inc.$1002-16-2010
Sarah Ann ClemansMorgan StanleyUBS Financial Services Inc.03-01-2010
Jeryne Ann PetersonMorgan StanleyEdward Jones03-16-2010
Bradley Alan HareMorgan StanleyEdward Jones04-16-2010
Bryan Thomas BarnesMorgan StanleyEdward Jones04-16-2010
Martin J. GannonMorgan StanleyNew England Securities05-12-2010
Angelo Manzo Jr.Morgan StanleyBOA, LLC06-28-2010
Robert John SeamanMorgan StanleyUBS Financial Services Inc.07-02-2010
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Showing 1 to 25 of 241 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.