Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Tyler KwiecinskiMorgan StanleyUBS Financial Services Inc.03-20-2014
Adrianna VargoMorgan StanleyRoyal Alliance Associates, Inc.06-08-2018
Alexander D. BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
Alexander Zachary JosephMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.09-06-2019
Allan Paul CovertMorgan StanleyUBS Financial Services Inc.09-06-2019
Amanda L. RodmanMorgan StanleyJ.P. Morgan Securities LLC06-18-2014
Amy Rose BurgraffMorgan StanleyPNC Investments$5004-29-2016
Andrea Beth OtteMorgan StanleyRaymond James Financial Services, Inc.09-15-2010
Andres Velasquez Jr.Morgan StanleyAllstate Financial Services, LLC03-15-2012
Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Andrew J. GrantMorgan StanleyUBS Financial Services Inc.09-05-2013
Andrew Joseph BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Andrew L. TracyMorgan StanleyU.S. Bancorp Investments, Inc.$1002-16-2010
Andrew Paul LarnedMorgan StanleyEdward Jones$1010-08-2010
Angelo Manzo Jr.Morgan StanleyBOA, LLC06-28-2010
Angie Renee KeeleyMorgan StanleyRaymond James & Associates, Inc.01-19-2016
Ann Bettendorf FreemanMorgan StanleyThe Buckingham Research Group Incorporated08-15-2014
Anthony Joseph PugliaMorgan StanleyMorgan Stanley02-01-2010
Anthony Ralph MampieriMorgan StanleyRobert W. Baird & Co. Incorporated$10008-20-2010
Antoinette Marie RussoMorgan StanleyJ.P. Morgan Securities LLC03-17-2011
Audrey Yevette TidmoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2014
Brad E BairdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-20-2017
Bradley Alan HareMorgan StanleyEdward Jones04-16-2010
Brant Eric GiereMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2012
Next Page »

Showing 1 to 25 of 241 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.