Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrianna VargoMorgan StanleyRoyal Alliance Associates, Inc.06-08-2018
Alexander BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
Alexander Z JosephMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Alison Nicole CantorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2012
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.$5009-06-2019
Allan P CovertMorgan StanleyUBS Financial Services Inc.09-06-2019
Amy Rose BurgraffMorgan StanleyPNC Investments04-29-2016
Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Andrew J BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Angie Renee KeeleyMorgan StanleyRaymond James & Associates, Inc.$15001-19-2016
Ann Bettendorf FreemanMorgan StanleyThe Buckingham Research Group Incorporated$2508-15-2014
Anthony Ralph MampieriMorgan StanleyRobert W. Baird & Co. Incorporated$5008-20-2010
Brad E BairdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2017
Brandon D ScarburyMorgan StanleyJ.P. Morgan Securities LLC05-06-2020
Brant Eric GiereMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-20-2012
Brant Giere Lisa SzucsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-20-2012
Brendan John CunninghamMorgan StanleyWells Fargo Clearing Services, LLC$5901-07-2011
Brian David LippertMorgan StanleyUBS Financial Services Inc.$15007-02-2010
Brian David MooreMorgan StanleyNuveen Fund Advisors, LLC01-29-2010
Brian Gerard DannemillerMorgan StanleyUBS Financial Services Inc.$5008-27-2010
Brian Michael MackertMorgan StanleyUBS Financial Services Inc.04-26-2012
Bryan Arthur WeberMorgan StanleyRobert W. Baird & Co. Incorporated$29209-25-2009
Bryan Jones James WoodsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-15-2011
Bryan Thomas BarnesMorgan StanleyEdward Jones$5004-16-2010
Casey N GregoryMorgan StanleyCommonwealth Financial Network10-01-2018
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.