Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph SchosterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Manuel TzagournisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Dean FadelMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Alan Joseph CzarneckiMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Alan Paul WeilacherMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Alexander D. BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
Allan Michael PoturalskiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Amy R EdwardsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amy Rose BurgraffMorgan StanleyPNC Investments04-29-2016
Andrew B WeinerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Jacob RiffleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Joseph BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Andrew Paul LarnedMorgan StanleyEdward Jones$1010-08-2010
Andrew William SwallenderMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Angie Renee KeeleyMorgan StanleyRaymond James & Associates, Inc.01-19-2016
Ann Bettendorf FreemanMorgan StanleyThe Buckingham Research Group Incorporated$10008-15-2014
Ann Marie MessanaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Anthony George DelisMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Anthony Ralph MampieriMorgan StanleyRobert W. Baird & Co. Incorporated$10008-20-2010
Antoinette Joanne SeymourMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brant Giere, Lisa SzucsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-20-2012
Brenda Lee MooreMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brendan John CunninghamMorgan StanleyWells Fargo Clearing Services, LLC$10001-07-2011
Brian David IsroffMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Brian David MooreMorgan StanleyNuveen Fund Advisors, LLC01-29-2010
Next Page »

Showing 1 to 25 of 294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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