Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Frank MercaldeMorgan StanleyUBS Financial Services Inc.$5010-05-2018
Tricia Ann MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
Ian Noble WiltMorgan StanleyUBS Financial Services Inc.$10003-23-2018
Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$8103-23-2018
Sarah Elizabeth Stratton, Kathleen M. KesselemMorgan StanleyUBS Financial Services Inc.$10008-25-2017
Alexander D. BarclayMorgan StanleyUBS Financial Services Inc.$5008-25-2017
David Aubrey DollMorgan StanleyUBS Financial Services Inc.$20503-31-2017
Michael Willis Vary Jr.Morgan StanleyUBS Financial Services Inc.09-30-2016
Victoria Walters HaywardMorgan StanleyUBS Financial Services Inc.11-08-2013
Mark Stuart BaerMorgan StanleyUBS Financial Services Inc.$15001-13-2012
Thomas Gregory Naples Sr., Christopher M. NaplesMorgan StanleyUBS Financial Services Inc.$5011-11-2011
Gary F LiebelMorgan StanleyUBS Financial Services Inc.$5005-06-2011
Kevin Jon Forney, Shawn Keith LiebelMorgan StanleyUBS Financial Services Inc.05-05-2011
Brian Gerard DannemillerMorgan StanleyUBS Financial Services Inc.$5008-27-2010
Mark James Morena, Brian David Lippert, Kent Rodney BealMorgan StanleyUBS Financial Services Inc.$5007-02-2010
Robert John SeamanMorgan StanleyUBS Financial Services Inc.07-02-2010
Christopher Lawrence VordemescheMorgan StanleyUBS Financial Services Inc.$1006-01-2009
Thanh Thuy PhamMorgan StanleyUBS Financial Services Inc.06-01-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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