Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andreas Constantine KoustisOppenheimer & Co. Inc.Morgan Stanley10-06-2017
Matthew H. FieldsOppenheimer & Co. Inc.Clearview Asset Management08-08-2014
Patrick James HudecOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$10010-29-2013
David Alexander HertlOppenheimer & Co. Inc.INVEST Financial Corporation$10008-12-2013
Jeffrey Edward KerblerOppenheimer & Co. Inc.INVEST Financial Corporation08-12-2013
Josalyn Antoinette MurrayOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1002-15-2013
Owen Bruce RosenblumOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2511-01-2012
Steven Bartlett ConditOppenheimer & Co. Inc.Raymond James & Associates, Inc.07-09-2012
Tom G. Thacker IIOppenheimer & Co. Inc.Morgan Stanley$5006-22-2012
Carlina C. MattosOppenheimer & Co. Inc.Raymond James & Associates, Inc.01-06-2012
Michael Dennis ReaganOppenheimer & Co. Inc.Raymond James & Associates, Inc.12-20-2011
Gregory John AugustineOppenheimer & Co. Inc.Pruco Securities, LLC.10-10-2011
Kelly Patrick CarneyOppenheimer & Co. Inc.Raymond James & Associates, Inc.08-05-2011
David M GlickOppenheimer & Co. Inc.Raymond James & Associates, Inc.$10011-24-2010
James Evan WilliamsOppenheimer & Co. Inc.UBS Financial Services Inc.$5005-04-2009
Laurence Joseph WulkerOppenheimer & Co. Inc.UBS Financial Services Inc.03-12-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.