Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick O'Keeffe KevinPNC InvestmentsU.S. Bancorp Investments, Inc.08-10-2009
Aaron Bruce ReedPNC InvestmentsEdward Jones11-23-2009
Colleen BurgessPNC InvestmentsChase Investment Services Corp.11-30-2009
Kent P Von Der VellenPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-07-2009
Torommia G Sanders Jr.PNC InvestmentsThe Huntington Investment Company12-07-2009
Angel Denise KimmelPNC InvestmentsINVEST Financial Corporation01-02-2010
Dallas Clayton RobinsonPNC InvestmentsSecurian Financial Services, Inc.01-12-2010
Kevin Charles KozlowskiPNC InvestmentsNYLIFE Securities LLC01-28-2010
Jeremy M YoungPNC InvestmentsSignator Investors, Inc.01-28-2010
Matthew Rola StahlPNC InvestmentsAXA Advisors, LLC03-08-2010
Myrtie Ellen WardPNC InvestmentsFifth Third Securities, Inc.$15003-15-2010
Matthew William HolmesPNC InvestmentsProEquities, Inc.$10004-05-2010
Gregory T ShepkaPNC InvestmentsAXA Advisors, LLC04-12-2010
Jeremy Christopher RotilioPNC InvestmentsChase Investment Services Corp.04-30-2010
Robert Raymond ThomasPNC InvestmentsMorgan Stanley$20005-06-2010
ALAN ROBERT DENNISPNC InvestmentsFifth Third Securities, Inc.$10005-07-2010
Scott Matthew MolinaPNC InvestmentsWesBanco Securities, Inc.05-12-2010
Nate Thomas HolleyPNC InvestmentsAXA Advisors, LLC06-10-2010
Pete AngelokostopoulosPNC InvestmentsCleveland Research Company LLC06-17-2010
Laura Sakalas SmithPNC InvestmentsChase Investment Services Corp.$10006-28-2010
J Michael FarberPNC InvestmentsNew England Securities06-30-2010
Attila Peter BerczPNC InvestmentsU.S. Bancorp Investments, Inc.$50007-06-2010
Jack Joseph BoylePNC InvestmentsEdward Jones07-08-2010
Braydon Michael StrousPNC InvestmentsWaddell & Reed$10007-12-2010
Justin David KattauPNC InvestmentsWaddell & Reed07-12-2010
Next Page »

Showing 1 to 25 of 291 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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