Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick OberholzerPruco Securities, LLC.CFD Investments, Inc.12-17-2018
Larry Glenn JacksonPruco Securities, LLC.Royal Alliance Associates, Inc.$5012-11-2018
Gregory Robert RomesPruco Securities, LLC.Questar Capital Corporation$15005-29-2018
Vincent Fabian JulianPruco Securities, LLC.The Huntington Investment Company10-25-2017
David Michael SpacePruco Securities, LLC.Waddell & Reed10-24-2017
Gabriel Aleia JacksonPruco Securities, LLC.W&S Brokerage Services, Inc.08-31-2017
Jeanne L DemlerPruco Securities, LLC.MML Investors Services, LLC$106-12-2017
James Cecil JohnsPruco Securities, LLC.NYLIFE Securities LLC05-23-2017
JOHN JOSEPH MORIARTYPruco Securities, LLC.J.P. Morgan Securities LLC03-29-2017
Stanley Bruce WeilandPruco Securities, LLC.Eaton Vance Distributors, Inc.03-29-2017
Kaleb Nathaniel BakerPruco Securities, LLC.National Wealth Management Group, LLC03-21-2017
Lorraine Ann JessichPruco Securities, LLC.Nationwide Investment Services Corporation12-14-2016
Charles Alexander RogersPruco Securities, LLC.Edward Jones11-23-2016
Gino R Guarnieri Jr.Pruco Securities, LLC.Park Avenue Securities LLC11-09-2016
Albert Arthur Duplace Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$2510-19-2016
Keven Richard FrenchPruco Securities, LLC.Hornor, Townsend & Kent, LLC10-11-2016
Robert James GaynierPruco Securities, LLC.MML Investors Services, LLC09-27-2016
Todd Richard WeinerPruco Securities, LLC.Thrivent Investment Management Inc.09-13-2016
Christopher Alexander JanssenPruco Securities, LLC.The Huntington Investment Company07-20-2016
Christina Ann StephensonPruco Securities, LLC.MML Investors Services, LLC06-17-2016
Terry Morgan JohnsonPruco Securities, LLC.SagePoint Financial, Inc.03-28-2016
Sebastien GlinzlerPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-09-2016
Michael C. FalkPruco Securities, LLC.SA Stone Wealth Management Inc.12-11-2015
Adam Michael BakerPruco Securities, LLC.Edward Jones12-09-2015
Kevin M MacePruco Securities, LLC.MML Investors Services, LLC10-20-2015
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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