Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra Anna ArmstrongPurshe Kaplan Sterling InvestmentsSigma Financial Corporation$50002-22-2017
Catherine Zweig CoryPurshe Kaplan Sterling InvestmentsHighTower Securities, LLC$10006-30-2017
Dennis Paul Marinich IIPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$10001-16-2018
Dustin Blake BeamPurshe Kaplan Sterling InvestmentsTriad Advisors LLC07-13-2011
Jamie Lynn KaczmarskiPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.07-09-2019
Michael Brennan StaffordPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$50011-03-2015
Michael Joseph KleinfelderPurshe Kaplan Sterling InvestmentsMorgan Stanley$25009-01-2017
Michael Patrick MawbyPurshe Kaplan Sterling InvestmentsMorgan Stanley$10007-01-2016
Paul Melvin AbendrothPurshe Kaplan Sterling InvestmentsRehmann Financial Network, LLC$15001-16-2018
Richard Charles Morrow Jr.Purshe Kaplan Sterling InvestmentsSecurities America, Inc.$50001-02-2009
Robert Paul Wilson Sr.Purshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10011-12-2009
Robin Lynn RobertsPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Stuart A GertmanPurshe Kaplan Sterling InvestmentsMorgan Stanley$10007-01-2016
Timothy D. HicksPurshe Kaplan Sterling InvestmentsMorgan Stanley$50009-30-2011
Todd Matthew ResnickPurshe Kaplan Sterling InvestmentsMorgan Stanley$10007-01-2016
William Keith RootPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10011-14-2014

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.