Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie A. MushenheimRaymond James & Associates, Inc.KeyBanc Capital Markets Inc.10-24-2019
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-17-2019
Maura Elizabeth HolowchakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-31-2019
Paul Charles MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-31-2019
Leif Eric MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Richard Leon PecceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-29-2019
Kevin Michael SnellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-29-2019
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Jonathan HarrisonRaymond James & Associates, Inc.Scottrade, Inc.$2504-27-2018
Adriana Maria Bastos-RandallRaymond James & Associates, Inc.McDonald Partners LLC$2504-09-2018
Brian D CassinRaymond James & Associates, Inc.Touchstone Securities, Inc.11-27-2017
Frank DilallaRaymond James & Associates, Inc.Morgan Stanley$10008-25-2017
John Frederick JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-02-2017
George Preston ElliottRaymond James & Associates, Inc.UBS Financial Services Inc.$7909-15-2016
Mitchell Eric LothesRaymond James & Associates, Inc.UBS Financial Services Inc.09-15-2016
Nora G. GrablovicRaymond James & Associates, Inc.UBS Financial Services Inc.04-29-2016
Nathaniel J. AnthonyRaymond James & Associates, Inc.CUSO Financial Services, L.P.02-19-2016
Michael Alan BentleyRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-15-2016
Nancy Klemperer LeizmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-17-2015
David Kent HolwadelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2015
Jeffrey P. ThompsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2015
Barbara Lin WilsonRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$1001-08-2015
Robert Alan AppleRaymond James & Associates, Inc.B. Riley Wealth Management12-05-2014
John William ChaviesRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-03-2014
Stacey Rene MahamRaymond James & Associates, Inc.UBS Financial Services Inc.05-28-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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