Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10003-09-2009
Diane Lynn MorganRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15003-09-2009
Mark Robert FiegerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$25003-20-2009
Benjamin R StacyRaymond James & Associates, Inc.Fifth Third Securities, Inc.$15004-17-2009
David Steven DennerllRaymond James & Associates, Inc.Fifth Third Securities, Inc.$50004-17-2009
Robert W NiehausRaymond James & Associates, Inc.PNC Investments04-17-2009
James Matthew HagerRaymond James & Associates, Inc.Fifth Third Securities, Inc.04-17-2009
Stephen M AshworthRaymond James & Associates, Inc.UBS Financial Services Inc.$25005-06-2009
Coleman Barry GoldsmithRaymond James & Associates, Inc.Citigroup Global Markets Inc.$50005-11-2009
Thomas Harold FollmerRaymond James & Associates, Inc.Morgan Stanley$10008-31-2009
James Phillip RocheRaymond James & Associates, Inc.Natcity Investments, Inc.11-06-2009
Harry S WilliamsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-22-2010
Carl Vincent WhitenerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20001-22-2010
Louis Milton VisionRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-22-2010
Nathaniel Pierce SowderRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-22-2010
Ross John WebbRaymond James & Associates, Inc.Morgan Stanley07-13-2010
George William Gibson IIIRaymond James & Associates, Inc.Morgan Stanley$15007-30-2010
Laurence Donald BrownRaymond James & Associates, Inc.Edward Jones11-08-2010
William Baxter MetzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-03-2011
David Lockwood HaffnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15006-03-2011
Michael James ShortRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-23-2011
Todd Roger EvansRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC$25001-31-2012
Chase J. HarknessRaymond James & Associates, Inc.Fidelity Brokerage Services LLC$10002-06-2012
John Nichols JanochRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-24-2012
William Bradley SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11004-27-2012
Next Page »

Showing 1 to 25 of 83 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.