Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Richard StewartRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-12-2013
Alasdair Duncan CooperRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-18-2009
William Glen AddingtonRaymond James Financial Services, Inc.PNC Investments07-14-2017
Richard Stuart ShivelyRaymond James Financial Services, Inc.PNC Investments01-19-2016
Anthony Valencia Sola Jr.Raymond James Financial Services, Inc.PNC Investments$2503-27-2015
Timothy M. ScholtenRaymond James Financial Services, Inc.Parkland Securities, LLC02-19-2016
James Wlater Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Timothy Ryan IppischRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10002-19-2016
Martin Lee McGillivaryRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-27-2011
Jason E. MooreRaymond James Financial Services, Inc.National Wealth Management Group, LLC10-24-2016
Donn Hayes CarmelRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2012
Todd Ray CarmelRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2012
Mario Quintero Jr.Raymond James Financial Services, Inc.Morgan Stanley$2506-15-2012
Mark Stephen BrienzaRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Steven Joseph ShadeedRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Richard George MedichRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Nikolaus K. WearschRaymond James Financial Services, Inc.Morgan Stanley$10011-23-2009
Mark Anthony RojekRaymond James Financial Services, Inc.Morgan Stanley08-14-2009
David Joseph SattlerRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
Kathleen Ann TollisonRaymond James Financial Services, Inc.Money Concepts Capital Corp03-18-2009
Dustin Ness, Chris Nuetzel, Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Gerard T. QuinnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
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Showing 26 to 50 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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