Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James KirshmanRaymond James Financial Services, Inc.Edward Jones$15009-06-2019
Dustin Ness, Chris Nuetzel, Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Natisha Lynn JarvisRaymond James Financial Services, Inc.State Farm VP Management Corp.04-12-2019
Caleb M UlmerRaymond James Financial Services, Inc.The Huntington Investment Company03-06-2019
Gerard T. QuinnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Herbert ChenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Nathan Michael SwabRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.11-12-2018
Joseph Leo MitchellRaymond James Financial Services, Inc.Edward Jones$5010-15-2018
Joseph Patrick LaubacherRaymond James Financial Services, Inc.McGervey Wealth Management, LLC06-27-2018
Daniel McGreevyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2018
David Steven PattonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Connor Glenn JarvisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Heather Renee AllmanRaymond James Financial Services, Inc.Edward Jones03-09-2018
James Wlater Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Ryan Woodrow BlevinsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-16-2018
Joseph Thomas LoweRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2017
Steven Paul HanousekRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-15-2017
Lee S Steven McCauleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-29-2017
Evan McCauleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
William Glen AddingtonRaymond James Financial Services, Inc.PNC Investments07-14-2017
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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