Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Claude O'DellRaymond James Financial Services, Inc.Edward Jones$10003-06-2009
Donald Edward MorrisRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25003-06-2009
Christopher Jay EdelmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2009
Kathleen Ann TollisonRaymond James Financial Services, Inc.Money Concepts Capital Corp03-18-2009
Jason Christopher DilauroRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2009
Aaron Thomas CrewseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-08-2009
Jackie Ann BrickRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Neil Charles GarrisonRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50004-16-2009
Gregory Ellis ShemasRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50004-16-2009
Richard Todd BohnRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50004-16-2009
Carl C. HeltzelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25004-17-2009
Ronald Erik MidgleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-17-2009
William Henry Zufall IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-24-2009
William Henry Zufall IIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
James Walter Daehler Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-12-2009
Valerie Kay EnzRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
David Joseph SattlerRaymond James Financial Services, Inc.Morgan Stanley$25006-19-2009
Thomas Gerard BriggsRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
Adam August SmithRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$50007-01-2009
Mark Anthony RojekRaymond James Financial Services, Inc.Morgan Stanley$50008-14-2009
Mark John GathaganRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2009
Nikolaus K. WearschRaymond James Financial Services, Inc.Morgan Stanley$10011-23-2009
Richard George MedichRaymond James Financial Services, Inc.Morgan Stanley$50003-12-2010
Mark Stephen BrienzaRaymond James Financial Services, Inc.Morgan Stanley$50003-12-2010
Steven Joseph ShadeedRaymond James Financial Services, Inc.Morgan Stanley$50003-12-2010
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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