Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel E. SalazarRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.03-24-2017
Sungki Lynn LeemasterRoyal Alliance Associates, Inc.Capital Analysts$50008-30-2016
Wayne Arthur PeckRoyal Alliance Associates, Inc.Capital Financial Services, Inc.05-22-2018
Joseph Patrick HeiderRoyal Alliance Associates, Inc.Cetera Advisors LLC$15003-15-2010
Mark K BonhardRoyal Alliance Associates, Inc.Dawson Wealth Management$10003-15-2010
David C BarthRoyal Alliance Associates, Inc.Dawson Wealth Management$25003-12-2010
Laura Lynn SternheimerRoyal Alliance Associates, Inc.Dawson Wealth Management03-12-2010
Dennis Ray HorrRoyal Alliance Associates, Inc.Faith Financial Advisors, Inc.$50012-08-2017
Jeffrey A. TurnerRoyal Alliance Associates, Inc.Fifth Third Securities, Inc.$10005-05-2015
BERNARD ALOYSIUS NIENBERGRoyal Alliance Associates, Inc.First Independent Advisory Services, Inc.$50011-17-2015
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC$10010-02-2018
Curtis William FrischRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC10-02-2018
James A. DeweseRoyal Alliance Associates, Inc.Key Investment Services LLC07-19-2019
Wendy KouvarasRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2010
Nicholas Alonzo CuppsRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Larry Gene KlotzRoyal Alliance Associates, Inc.National Planning Corporation$13310-17-2017
Raymond Bradley BrownRoyal Alliance Associates, Inc.New England Securities$25001-02-2015
Mary Grace MartinezRoyal Alliance Associates, Inc.Next Financial Group, Inc.01-14-2013
William Lester Harris Jr.Royal Alliance Associates, Inc.Next Financial Group, Inc.$50001-04-2013
John Thomas HalmRoyal Alliance Associates, Inc.Next Financial Group, Inc.$10012-04-2012
Sherri Lynn StansburyRoyal Alliance Associates, Inc.Next Financial Group, Inc.11-30-2012
Bradley David RobertsRoyal Alliance Associates, Inc.Next Financial Group, Inc.11-30-2012
Paul Melvin AbendrothRoyal Alliance Associates, Inc.Nrp Advisors, Inc.$15010-28-2010
Michael James MonaghanRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.01-09-2017
Paul David MillerRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.$10001-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.