Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sherri Stansbury Carey StansburyRoyal Alliance Associates, Inc.Next Financial Group, Inc.$23511-30-2012
Savage and AssociatesRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$1,40007-05-2013
Benjamin K PersonRoyal Alliance Associates, Inc.Golden Reserve RIA, LLC05-22-2020
Craig Michael BruningRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.$4903-16-2020
Larry Glenn JacksonRoyal Alliance Associates, Inc.Pruco Securities, LLC.$5011-25-2019
James A DeweseRoyal Alliance Associates, Inc.Key Investment Services LLC07-19-2019
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC10-02-2018
Curtis William FrischRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC10-02-2018
Ashley Candace CostelloRoyal Alliance Associates, Inc.NCA Financial Planners08-20-2018
Wayne Arthur PeckRoyal Alliance Associates, Inc.Capital Financial Services, Inc.05-22-2018
Dennis Ray HorrRoyal Alliance Associates, Inc.Faith Financial Advisors, Inc.$50012-08-2017
John Robert SchmidtRoyal Alliance Associates, Inc.Wells Fargo Advisors Financial Network, LLC$5011-09-2017
Larry Gene KlotzRoyal Alliance Associates, Inc.National Planning Corporation$13310-17-2017
Joel E SalazarRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC03-24-2017
Paul David MillerRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.01-06-2017
Steven Douglas BallRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.01-06-2017
Sungki Lynn LeemasterRoyal Alliance Associates, Inc.Capital Analysts$5008-30-2016
Randall Lloyd DiehlRoyal Alliance Associates, Inc.The O.N. Equity Sales Company03-22-2016
Thomas Eugene FosterRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.$2502-22-2016
Jeffrey A TurnerRoyal Alliance Associates, Inc.Fifth Third Securities, Inc.$5005-05-2015
Robert J KoenigbauerRoyal Alliance Associates, Inc.Signator Investors, Inc.09-02-2014
Anthony KrncevicRoyal Alliance Associates, Inc.PNC Investments07-09-2014
Michael Jay RosenbergRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Wayne Edward MilewskiRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Mark Allen SmithRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$5007-05-2013
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.