Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Eric KromerSA Stone Wealth Management Inc.B. Riley Wealth Management$5006-01-2015
Edward Allen MaynardSA Stone Wealth Management Inc.Cambridge Investment Research, Inc.$5003-30-2015
Michael Louis PerkinsSA Stone Wealth Management Inc.Cambridge Investment Research, Inc.03-30-2015
Alan Russell BaxterSA Stone Wealth Management Inc.WRP Investments, Inc.$10009-12-2014
Paul John KieferSA Stone Wealth Management Inc.WRP Investments, Inc.$10009-12-2014
Michael Andrew MoranSA Stone Wealth Management Inc.WRP Investments, Inc.$5009-12-2014
Lewis Tilton Miles Jr.SA Stone Wealth Management Inc.WRP Investments, Inc.$2509-12-2014
Kevin Scott DickSA Stone Wealth Management Inc.WRP Investments, Inc.$2509-12-2014
Todd A. BaxterSA Stone Wealth Management Inc.WRP Investments, Inc.$2509-12-2014
Robert Steven BurrisSA Stone Wealth Management Inc.WRP Investments, Inc.$1009-12-2014
William John GormanSA Stone Wealth Management Inc.WRP Investments, Inc.$1009-12-2014
Betty Sue MichaelSA Stone Wealth Management Inc.WRP Investments, Inc.$1009-12-2014
William Paul AdamczykSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Carol Pinkus KrempleySA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Robert Joseph GorseSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Brian Edward FeuerSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Kent Andrew BehnkenSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Thomas Paul CorneliusSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Daniel Joseph MittlesteadtSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Robert Allen Henderson Sr.SA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Randall Keith BeardSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Richard Glenn ElliottSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Bruce David WarrenSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Raymond Dennis NyeSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
Judd David PottsSA Stone Wealth Management Inc.WRP Investments, Inc.09-12-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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