Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Aloysius C JosephSecurities America, Inc.Commonwealth Financial Network11-12-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Clarence Leo SmithSecurities America, Inc.Dalton Strategic Investment Services Inc.$10009-25-2014
Roger Kent MyersSecurities America, Inc.Dalton Strategic Investment Services Inc.07-30-2014
Robert Emmett Faesy Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.$10007-24-2014
Frederick Dean StrawserSecurities America, Inc.Dalton Strategic Investment Services Inc.07-21-2014
Robert Vincent Kromer Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.$50007-17-2014
James Daniel KeithSecurities America, Inc.Dalton Strategic Investment Services Inc.07-09-2014
Randy Christopher CapizziSecurities America, Inc.Dalton Strategic Investment Services Inc.06-24-2014
Kenneth Gregory Bonal Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.$25006-18-2014
Randy Duane TrumboSecurities America, Inc.Dalton Strategic Investment Services Inc.$10006-16-2014
Vincent DannaSecurities America, Inc.Dalton Strategic Investment Services Inc.06-12-2014
Gwendolyn SlaterSecurities America, Inc.Dalton Strategic Investment Services Inc.$10006-04-2014
Daniel Matthew PaddenSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$50008-22-2019
Darin Andrew HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Gregory David GoodsonSecurities America, Inc.Fidelity Brokerage Services LLC04-26-2016
Christine SivakSecurities America, Inc.Financial Telesis Inc$50001-30-2012
Bernard Gabriel Barrow Jr.Securities America, Inc.Fintegra, LLC07-14-2015
Steven Maurice WeinsteinSecurities America, Inc.Independent Financial Partners$25004-28-2017
Ryan C OldsSecurities America, Inc.Investment Partners Ltd$10012-20-2010
Timothy J. PlonskiSecurities America, Inc.JK Investment Group, Inc.11-21-2011
John Matthew RileySecurities America, Inc.Kestra Investment Services, LLC01-01-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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