Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan T ConnellSecurities America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-20-2018
Douglas Jack KooglerSecurities America, Inc.Wealth Management Group11-28-2017
Ronald Joseph Ritchey Jr.Securities America, Inc.Voya Investments Distributor, LLC11-09-2018
Paul Jacob PurcellSecurities America, Inc.Stratos Wealth Partners, Ltd$25009-05-2014
Leslie Benjamin GoldsteinSecurities America, Inc.Sigma Financial Corporation$10007-01-2014
Ivan HavrylyanSecurities America, Inc.Sigma Financial Corporation06-30-2014
David Michael PintaricSecurities America, Inc.SA Stone Wealth Management Inc.$15009-18-2019
Adam Scott LangdonSecurities America, Inc.SA Stone Wealth Management Inc.$10004-27-2016
Mary C SlaneSecurities America, Inc.SA Stone Wealth Management Inc.$10012-04-2015
Joseph Edmund ClementSecurities America, Inc.SA Stone Investment Advisors Inc.12-20-2019
Jeremy Michael SahamSecurities America, Inc.Raymond James & Associates, Inc.04-06-2016
Anthony J. SpringSecurities America, Inc.Questar Capital Corporation$25002-08-2019
Stephanie Ann WagnerSecurities America, Inc.Principal Securities, Inc.10-09-2019
Joshua S MeldaSecurities America, Inc.PNC Investments$25006-01-2012
Frank J. LeganSecurities America, Inc.PNC Investments$25004-09-2010
Mark William PfisterSecurities America, Inc.Parkland Securities, LLC02-18-2016
Matthew Harold FieldsSecurities America, Inc.Oppenheimer & Co. Inc.08-10-2015
Steven Bartlett ConditSecurities America, Inc.Oppenheimer & Co. Inc.06-01-2015
Phillip Joseph SusiSecurities America, Inc.Oppenheimer & Co. Inc.10-30-2014
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Eric F JonesSecurities America, Inc.National Planning Corporation$10011-03-2017
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
Mark RichmondSecurities America, Inc.MetLife Securities Inc.$10002-27-2015
SAMUEL BAYNESSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2014
Donald M McclurgSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.