Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J. PrimeranoSecurities America, Inc.Lincoln Financial Advisors Corporation01-05-2009
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Frank J. LeganSecurities America, Inc.PNC Investments$2504-09-2010
Donald M. McClurgSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2010
Ryan C. OldsSecurities America, Inc.Investment Partners Ltd12-20-2010
Christine SivakSecurities America, Inc.Financial Telesis Inc01-30-2012
Joshua S. MeldaSecurities America, Inc.PNC Investments$2506-01-2012
Howard Alan SlaterSecurities America, Inc.Securities America, Inc.07-05-2013
Jc Christopher ParkerSecurities America, Inc.LPL Financial LLC$5011-01-2013
Aaron Samir KamatSecurities America, Inc.McDonald Partners LLC02-21-2014
Gwendolyn SlaterSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
Daniel Matthew PaddenSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
Randy Duane TrumboSecurities America, Inc.Dalton Strategic Investment Services Inc.06-16-2014
Mary Janis LipinskiSecurities America, Inc.LPL Financial LLC06-24-2014
Ivan HavrylyanSecurities America, Inc.Sigma Financial Corporation06-30-2014
Leslie Benjamin GoldsteinSecurities America, Inc.Sigma Financial Corporation$10007-01-2014
Brad Elliot KiplingerSecurities America, Inc.LPL Financial LLC$10007-09-2014
James Daniel KeithSecurities America, Inc.Dalton Strategic Investment Services Inc.07-09-2014
Robert Vincent Kromer Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.$5007-17-2014
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
Frederick Dean StrawserSecurities America, Inc.Dalton Strategic Investment Services Inc.07-21-2014
Robert Emmett Faesy Jr.Securities America, Inc.Dalton Strategic Investment Services Inc.07-24-2014
Roger Kent MyersSecurities America, Inc.Dalton Strategic Investment Services Inc.07-30-2014
Samuel William BaynesSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2014
Paul Jacob PurcellSecurities America, Inc.Stratos Wealth Partners, Ltd09-05-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.