Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Samir KamatSecurities America, Inc.McDonald Partners LLC$50002-21-2014
Adam Scott LangdonSecurities America, Inc.SA Stone Wealth Management Inc.$10004-27-2016
Aloysius C JosephSecurities America, Inc.Commonwealth Financial Network11-12-2018
Anthony J. SpringSecurities America, Inc.Questar Capital Corporation$25002-08-2019
Bernard Gabriel Barrow Jr.Securities America, Inc.Fintegra, LLC07-14-2015
Brad Elliot KiplingerSecurities America, Inc.LPL Financial LLC$10007-09-2014
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Christine SivakSecurities America, Inc.Financial Telesis Inc$50001-30-2012
Clarence Leo SmithSecurities America, Inc.Dalton Strategic Investment Services Inc.$10009-25-2014
Daniel Matthew PaddenSecurities America, Inc.Dalton Strategic Investment Services Inc.06-04-2014
Darin Andrew HessSecurities America, Inc.Equity Services, Inc.02-12-2019
David Michael PintaricSecurities America, Inc.SA Stone Wealth Management Inc.$15009-18-2019
Donald M McclurgSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2010
Douglas Jack KooglerSecurities America, Inc.Wealth Management Group11-28-2017
Eric F JonesSecurities America, Inc.National Planning Corporation$10011-03-2017
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Frank J. LeganSecurities America, Inc.PNC Investments$25004-09-2010
Frederick Dean StrawserSecurities America, Inc.Dalton Strategic Investment Services Inc.07-21-2014
Gregory David GoodsonSecurities America, Inc.Fidelity Brokerage Services LLC04-26-2016
Gwendolyn SlaterSecurities America, Inc.Dalton Strategic Investment Services Inc.$10006-04-2014
Ivan HavrylyanSecurities America, Inc.Sigma Financial Corporation06-30-2014
James Daniel KeithSecurities America, Inc.Dalton Strategic Investment Services Inc.07-09-2014
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Jc Christopher ParkerSecurities America, Inc.LPL Financial LLC$50011-01-2013
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$10005-09-2018
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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