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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
Joseph Edmund ClementSecurities America, Inc.SA Stone Wealth Management Inc.12-20-2019
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Stephanie Ann WagnerSecurities America, Inc.Principal Securities, Inc.10-09-2019
Darin A. HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Aloysius C JosephSecurities America, Inc.Commonwealth Financial Network11-12-2018
Ronald Joseph Ritchey Jr.Securities America, Inc.Voya Investments Distributor, LLC11-09-2018
Julie A. Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Tiffany L BovalSecurities America, Inc.Key Investment Services LLC10-25-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Ryan Timothy ConnellSecurities America, Inc.Wells Fargo Clearing Services, LLC08-20-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC05-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC05-09-2018
Edward Aron Sommer IIISecurities America, Inc.INVEST Financial Corporation12-18-2017
Douglas Jack KooglerSecurities America, Inc.Wealth Management Group11-28-2017
Eric F. JonesSecurities America, Inc.National Planning Corporation11-03-2017
Shital Pravin RawalSecurities America, Inc.Key Investment Services LLC06-06-2017
Gregory David GoodsonSecurities America, Inc.Fidelity Brokerage Services LLC04-26-2016
Jeremy Michael SahamSecurities America, Inc.Raymond James & Associates, Inc.04-06-2016
Mark William PfisterSecurities America, Inc.Parkland Securities, LLC02-18-2016
Matthew H. FieldsSecurities America, Inc.Oppenheimer & Co. Inc.08-10-2015
Steven Bartlett ConditSecurities America, Inc.Oppenheimer & Co. Inc.06-01-2015
Mark RichmondSecurities America, Inc.MetLife Securities Inc.02-27-2015
John Matthew RileySecurities America, Inc.Kestra Investment Services, LLC01-01-2015
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.