Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ward AbbeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-29-2019
Thomas H. HallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5010-04-2010
Dick Niemiec, Kyle Adams, Lisa ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$50011-15-2018
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc. Inc.$73002-14-2019
Thomas Eugene LieserStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
James Peter ManosStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$22604-27-2016
George Alexander BakerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Diane L RossStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Patrick KurconStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ryan David CampbellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Christopher Glenn CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Debra Lynn MooreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Robert CampbellStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Patrick L. CareyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Timm Brian SchreiberStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Howard Francis Lewis Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Ronald John AmeenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Mary Schroeder GierszStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2505-01-2009
Joshua Aaron WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$15008-19-2013
Robert Alan LucasStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5004-24-2013
Roger Albert BaughmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-09-2009
Joshua WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co.$13808-19-2013
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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