Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$13808-19-2013
Ward AbbeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-29-2019
Beth Radcliff Richard CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16902-20-2019
Tom Lieser Leigh Anne Gage Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$73002-14-2019
Dick Niemiec Kyle Adams Lisa ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$50011-15-2018
Michael IannarinoStifel, Nicolaus & Company, IncorporatedCephas Capital Partners$8009-04-2018
Andrew Kaye KlingerStifel, Nicolaus & Company, IncorporatedBenjamin F. Edwards & Company, Inc.09-18-2020
John Russell Wood JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-22-2020
Jeffrey Philip ElmanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-29-2019
Edward Franklin Abbey JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-29-2019
Marco Angelo ComichistaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Richard T CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10302-20-2019
Beth Marie RadcliffStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2019
Thomas Eugene LieserStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
Michele Antoinette BehlingStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-14-2019
Todd Allen HicksStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Kyle Jaron AdamsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-15-2018
Lisa Kay ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-15-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-10-2018
James Peter ManosStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-27-2016
John Eric McallisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.