Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Franklin Abbey Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-29-2019
Marco Angelo ComichistaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Richard T CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10302-20-2019
Beth Marie RadcliffStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2019
Michele Antoinette BehlingStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-14-2019
Thomas Eugene LieserStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$25002-14-2019
Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$25002-14-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
Maureen Johanna DoddStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-14-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10001-11-2019
Todd Allen HicksStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-11-2019
Richard William NiemiecStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-15-2018
Kyle Jaron AdamsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-15-2018
Lisa Kay ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Michael Ray MillerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$50002-01-2017
Henry BrightwellStifel, Nicolaus & Company, IncorporatedRaymond James$7006-02-2016
James Peter ManosStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-27-2016
Patrick O'Malley KaneStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-18-2015
John Eric McAllisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2014
Joseph A. FosterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-31-2014
James Robert LewisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-30-2014
Joshua Aaron WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$15008-19-2013
Robert Alan LucasStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$50004-24-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.