Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark KangasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-16-2009
David Anthony BizjakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-16-2009
Kenneth Robert ReevesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-16-2009
Marilyn Patricia WenrickStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-01-2009
Sam James VogelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-24-2009
Mary Schroeder GierszStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$25005-01-2009
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10005-15-2009
Thomas Nicholas HemlebenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-22-2009
Jon Brett SchmidhammerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2009
Steven John BartosStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50006-17-2009
Roger Albert BaughmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-09-2009
Elayne Jacoby GunderStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50009-17-2009
Norman William SpeightStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50009-17-2009
Leonard Whitson MarryottStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50009-17-2009
Guy William RichardsonStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$10011-13-2009
Henry Robert GerlachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20012-16-2009
Thomas H. HallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-04-2010
Kevin Gerald NiekampStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-12-2010
Robin L. Skinner-HaunStifel, Nicolaus & Company, IncorporatedPNC Investments$10010-12-2010
Andrew Bruce ElsofferStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-18-2011
Edward J. YenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-24-2013
James Patrick CarpsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-12-2013
Jay Jules GruenebaumStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2013
John Farrell ActonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-10-2013
Robert Alan LucasStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$50004-24-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.