Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malcolm Charles BeardThe O.N. Equity Sales CompanyPrincipal Securities, Inc.02-26-2019
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Sean Francis HarringtonThe O.N. Equity Sales CompanyPrincipal Securities, Inc.09-13-2018
Michael Douglas WeldyThe O.N. Equity Sales CompanyCetera Advisors LLC$20008-01-2018
James Alphonsus Cribbin Jr.The O.N. Equity Sales CompanyInvestment Professionals, Inc.07-30-2018
Michael Hannon KurlandThe O.N. Equity Sales CompanyMML Investors Services, LLC$105-14-2018
Todd Curtis AllenThe O.N. Equity Sales CompanyAllstate Financial Services, LLC05-11-2018
Cherry Haney FishburneThe O.N. Equity Sales CompanyHornor, Townsend & Kent, LLC04-27-2018
Jon Alexander HornThe O.N. Equity Sales CompanyMML Investors Services, LLC04-19-2018
Gregory James CorrenteThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
Tamala R Clark-CulpThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
David Daniel KoohyThe O.N. Equity Sales CompanyAmeritas Investment Corp.02-06-2018
Brian David LesserThe O.N. Equity Sales CompanyMML Investors Services, LLC01-02-2018
Traci L KellyThe O.N. Equity Sales CompanyQuestar Capital Corporation01-02-2018
Lester Martin PresleyThe O.N. Equity Sales CompanyMML Investors Services, LLC$1507-06-2017
Albert Michael DanielsThe O.N. Equity Sales CompanyCountry Capital Management Company04-03-2017
Olin Robert JohanssenThe O.N. Equity Sales CompanyVoya Financial Advisors, Inc.11-09-2016
Michael Edward SheltonThe O.N. Equity Sales Company360 Financial Solutions, LLC09-07-2016
Amy Marie DietzThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2016
Patty Kelley ScottThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-05-2016
Christopher Bradley MarlinThe O.N. Equity Sales CompanyMutual of Omaha Investor Services, Inc.02-06-2015
Clifford James RobisonThe O.N. Equity Sales CompanySagePoint Financial, Inc.02-06-2015
Jason Allen PylesThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-28-2014
Michael J FinnThe O.N. Equity Sales CompanyPruco Securities, LLC.10-18-2013
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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