Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Curtis LockeU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC05-04-2020
Kristen Marie LeiboltU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-22-2020
Justin Joseph RobertsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-22-2020
Heather Colleen MooneyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-20-2020
Keith Eugene DershemU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$10002-21-2020
Brittany Chantal HesterU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-10-2020
Lisa M PohlmanU.S. Bancorp Investments, Inc.The Huntington Investment Company12-18-2019
Ryan P VoetU.S. Bancorp Investments, Inc.BB&T Securities, LLC09-17-2019
Erica Renee ThomasU.S. Bancorp Investments, Inc.FSC Securities Corporation09-09-2019
Jennifer Rachelle CarperU.S. Bancorp Investments, Inc.Foresters Financial Services, Inc.09-03-2019
Thomas Michael WisemanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.07-29-2019
Kyalo Peter MuthianiU.S. Bancorp Investments, Inc.Fidelity Personal and Workplace Advisors07-29-2019
Edward M SkornickaU.S. Bancorp Investments, Inc.PNC Investments02-27-2019
Taylor Kent ColeU.S. Bancorp Investments, Inc.PNC Investments02-15-2019
Alan Charles KoncalU.S. Bancorp Investments, Inc.PNC Investments02-07-2019
Joseph William LamontU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.01-22-2019
Brian M SonbyU.S. Bancorp Investments, Inc.PNC Investments$15001-18-2019
Joshua M FergusonU.S. Bancorp Investments, Inc.W&S Brokerage Services, Inc.01-14-2019
James William ReittingerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$2508-21-2018
Sean Patrick CurtisU.S. Bancorp Investments, Inc.PNC Investments05-30-2018
Marc Clarence ZarzyckiU.S. Bancorp Investments, Inc.PNC Investments05-02-2018
Shawn OvermanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-08-2018
Thomas Wayne GraceU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-17-2017
Charles Patrick SmithU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$10010-30-2017
Kathy Lee SmithU.S. Bancorp Investments, Inc.Key Investment Services LLC10-23-2017
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.