Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick J FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
John Thomas Metcalfe IVUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Michael Scott McculloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Justin L WeismanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
Donald C KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-27-2017
Jacob Michael McdonaldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Jacquelin M KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-27-2017
Kenneth Casey KavanaughUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-10-2016
Tim David FosterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26011-10-2016
Patrick Joseph HollandUBS Financial Services Inc.Waddell & Reed10-19-2016
Robert William RetzloffUBS Financial Services Inc.Morgan Stanley$15008-18-2016
Jason Bradford TyoUBS Financial Services Inc.Morgan Stanley$10004-26-2016
Spencer Decker Stone Jr.UBS Financial Services Inc.Morgan Stanley$5004-26-2016
Romeo VuticevskiUBS Financial Services Inc.Morgan Stanley$5004-01-2016
John Michael MossUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-05-2016
Kenneth Joseph RinehartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$19911-24-2015
Kevin Joseph RutherUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$611-24-2015
Michael Gerard SussliUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$18911-24-2015
Lindsey Joann MichaelidesUBS Financial Services Inc.J.P. Morgan Securities LLC06-18-2015
Kyle Joseph RolfesUBS Financial Services Inc.Fidelity Brokerage Services LLC06-03-2015
Troy Anderson DebordUBS Financial Services Inc.Goldman Sachs & Co.$106-01-2015
Conor Carey TilowUBS Financial Services Inc.Cetera Advisor Networks LLC04-16-2015
Ryan Elliott SmallUBS Financial Services Inc.Morgan Stanley04-14-2015
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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