Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward LedonneUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-25-2015
Kenneth Joseph RinehartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-24-2015
Michael Gerard SussliUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-24-2015
Kevin Joseph RutherUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5011-24-2015
Nancy Ann HarrisUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-20-2014
Steven Glen TrimbleUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10005-20-2014
Jason Jerome HullUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-06-2014
John Malachy Marmion Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-01-2012
Joshua Michael YoungUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-01-2012
Christopher Shea MarmionUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-01-2012
Ozzie Isaac FishmanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5007-18-2011
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-23-2009
Walter Joseph SokiraUBS Financial Services Inc.Walt St WSIM Ltd04-22-2016
Patrick Joseph HollandUBS Financial Services Inc.Waddell & Reed10-19-2016
Kimberley Sue PearseUBS Financial Services Inc.UBS Financial Services Inc.$10010-11-2017
Robert Eugene HadnettUBS Financial Services Inc.UBS Financial Services Inc.03-11-2015
Steven Jay FeuerUBS Financial Services Inc.UBS Financial Services Inc.$5004-26-2010
John Thomas Metcalfe IVUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
Derek Adam VanceUBS Financial Services Inc.Thrivent Investment Management Inc.$1001-30-2014
Bradley Howard BartelUBS Financial Services Inc.TD Ameritrade Investment Management, LLC01-31-2011
Keith Edmond PrinceUBS Financial Services Inc.Strategic Advisers LLC04-16-2018
Matthew S. LongUBS Financial Services Inc.Strategic Advisers LLC01-18-2018
Kyle Joseph RolfesUBS Financial Services Inc.Strategic Advisers LLC06-03-2015
William Ralph MurmanUBS Financial Services Inc.RBC Capital Markets, LLC$5006-09-2011
Susan Lee PatchenUBS Financial Services Inc.Raymond James Financial Services, Inc.$2001-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.