Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gerard SussliUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-24-2015
Kevin Joseph RutherUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5011-24-2015
Kenneth Joseph RinehartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-24-2015
Steven Glen TrimbleUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10005-20-2014
John Malachy Marmion Jr., Joshua Michael Young, Christopher Shea MarmionUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-01-2012
Ozzie Isaac FishmanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5007-18-2011
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-23-2009
Patrick Joseph HollandUBS Financial Services Inc.Waddell & Reed10-19-2016
John RyanUBS Financial Services Inc.UBS Securities LLC06-24-2015
John Thomas MetcalfeUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
Derek Adam VanceUBS Financial Services Inc.Thrivent Investment Management Inc.$1001-30-2014
Bradley Howard BartelUBS Financial Services Inc.TD Ameritrade Investment Management, LLC01-31-2011
William Ralph MurmanUBS Financial Services Inc.RBC Capital Markets, LLC$5006-09-2011
John Scott GrunerUBS Financial Services Inc.Raymond James Financial Services Advisors, Inc$15009-02-2010
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Jason Bradford TyoUBS Financial Services Inc.Morgan Stanley$10004-26-2016
Spencer Decker Stone Jr.UBS Financial Services Inc.Morgan Stanley$5004-26-2016
Romeo VuticevskiUBS Financial Services Inc.Morgan Stanley$5004-01-2016
Ryan Elliott SmallUBS Financial Services Inc.Morgan Stanley04-14-2015
James Gregory MayeuxUBS Financial Services Inc.Morgan Stanley$10004-26-2013
John Harold Eyerman Jr.UBS Financial Services Inc.Morgan Stanley10-05-2012
Steven Michael Hale, Martha Hillary HaleUBS Financial Services Inc.Morgan Stanley04-05-2012
Peter D. BrownUBS Financial Services Inc.Morgan Stanley$5009-01-2011
Scott Leggett CarterUBS Financial Services Inc.Morgan Stanley09-01-2011
Randolph Alan ByrdUBS Financial Services Inc.Morgan Stanley$15008-05-2011
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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