Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelsey Christine McKayUBS Financial Services Inc.Fidelity Brokerage Services LLC10-30-2019
Travis Norbert MaasUBS Financial Services Inc.LPL Financial LLC10-28-2019
Mary Margaret KelleyUBS Financial Services Inc.Key Investment Services LLC10-24-2019
James Thomas YoungUBS Financial Services Inc.Morgan Stanley08-09-2019
Kylee OneilUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
Susan Lee PatchenUBS Financial Services Inc.Raymond James Financial Services, Inc.$20001-02-2019
John Thomas MetcalfeUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Mark Robert HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Melinda Marie KoehlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Susan FarlowUBS Financial Services Inc.PNC Investments08-16-2018
Justin L. WeismanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
Kristin Lynn PearsonUBS Financial Services Inc.Fidelity Brokerage Services LLC10-13-2017
Laura Marie WalkerUBS Financial Services Inc.Fidelity Brokerage Services LLC09-25-2017
Jacquelin Marie KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-27-2017
Donald C KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27406-27-2017
Jacob Michael McdonaldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Nathaniel Steven FocklerUBS Financial Services Inc.Citizens Securities, Inc.06-06-2017
Mark A. ConradUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2016
Tim David FosterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26011-10-2016
Kenneth Casey KavanaughUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-10-2016
Patrick Joseph HollandUBS Financial Services Inc.Waddell & Reed10-19-2016
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.