Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
John Thomas MetcalfeUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
Jamie Schade, Mark HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Justin L. WeismanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
Jackie Kunkel, Don KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75507-12-2017
Donald C KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27406-27-2017
Jacquelin Marie KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-27-2017
Tim David FosterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26011-10-2016
Kenneth Casey KavanaughUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Patrick Joseph HollandUBS Financial Services Inc.Waddell & Reed10-19-2016
Jason Bradford TyoUBS Financial Services Inc.Morgan Stanley$10004-26-2016
Spencer Decker Stone Jr.UBS Financial Services Inc.Morgan Stanley$5004-26-2016
Romeo VuticevskiUBS Financial Services Inc.Morgan Stanley$5004-01-2016
John Michael MossUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-05-2016
Michael Gerard SussliUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-24-2015
Kevin Joseph RutherUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5011-24-2015
Kenneth Joseph RinehartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-24-2015
John RyanUBS Financial Services Inc.UBS Securities LLC06-24-2015
Kyle Joseph RolfesUBS Financial Services Inc.Fidelity Brokerage Services LLC06-03-2015
Troy Anderson A. DebordUBS Financial Services Inc.Goldman Sachs & Co.06-01-2015
Conor Carey TilowUBS Financial Services Inc.Cetera Advisor Networks LLC04-16-2015
Ryan Elliott SmallUBS Financial Services Inc.Morgan Stanley04-14-2015
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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