Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Philip BardosWells Fargo Advisors Financial Network, LLCAscend Advisory Group$5004-02-2009
Anthony Joachim ReillyWells Fargo Advisors Financial Network, LLCAscend Advisory Group04-02-2009
Jeffrey Edward KorbiniWells Fargo Advisors Financial Network, LLCAscend Advisory Group$24404-02-2009
Aaron BarberWells Fargo Advisors Financial Network, LLCAscend Advisory Group$2504-02-2009
David Donn AlspachWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-08-2009
Kurt William FulmerWells Fargo Advisors Financial Network, LLCEdward Jones$2509-30-2016
Joseph Hall MathiasWells Fargo Advisors Financial Network, LLCEdward Jones01-08-2016
William Michael HaaseWells Fargo Advisors Financial Network, LLCEdward Jones11-06-2015
Elliott Charles JohnsonWells Fargo Advisors Financial Network, LLCFidelity Brokerage Services LLC05-02-2019
J Christopher HammondWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Sandra Diane DayWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.$2504-09-2009
Kenneth Michael NesselroadWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC10-11-2018
Albert Alan BergerWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC11-04-2016
Todd David BrownWells Fargo Advisors Financial Network, LLCLPL Financial LLC$10001-26-2018
Brent D GrossWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5004-04-2016
David Alan MoroskyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-08-2018
Gregory Alan MunsterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2014
Kerri Ann BergmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-14-2010
Matt Wynn MilhollandWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-10-2018
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley$5006-16-2017
Jason Keith PinsonWells Fargo Advisors Financial Network, LLCMorgan Stanley10-24-2016
Brian Adam ZeidWells Fargo Advisors Financial Network, LLCMorgan Stanley$3008-18-2016
Larry Dee LarrisonWells Fargo Advisors Financial Network, LLCMorgan Stanley$27807-15-2011
Michelle Johnson SteinhausWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-15-2011
Anne Elisabeth SpaineWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-15-2011
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.