Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Philip BardosWells Fargo Advisors Financial Network, LLCAscend Advisory Group$5004-02-2009
Anthony Joachim ReillyWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
John Bradley GibsonWells Fargo Advisors Financial Network, LLCAscend Advisory Group$2504-02-2009
Jeffrey Edward KorbiniWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Gregory D MillerWells Fargo Advisors Financial Network, LLCAscend Advisory Group$15004-02-2009
Aaron BarberWells Fargo Advisors Financial Network, LLCAscend Advisory Group04-02-2009
Paul David GuerraWells Fargo Advisors Financial Network, LLCBrookshire Financial Group, Inc.$5010-08-2009
Robert Ray RollinsWells Fargo Advisors Financial Network, LLCEdward Jones01-20-2017
Kurt William FulmerWells Fargo Advisors Financial Network, LLCEdward Jones09-30-2016
Joseph Hall MathiasWells Fargo Advisors Financial Network, LLCEdward Jones$1001-08-2016
William M. HaaseWells Fargo Advisors Financial Network, LLCEdward Jones11-06-2015
Elliott Charles JohnsonWells Fargo Advisors Financial Network, LLCFidelity Brokerage Services LLC05-02-2019
Trisha Ann ChaneyWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.09-21-2009
J Christopher HammondWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Sandra Diane DayWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Kenneth Michael NesselroadWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC10-11-2018
Jason Dean GoldsmithWells Fargo Advisors Financial Network, LLCLPL Financial LLC07-13-2018
Todd David BrownWells Fargo Advisors Financial Network, LLCLPL Financial LLC01-26-2018
Brent D. GrossWells Fargo Advisors Financial Network, LLCLPL Financial LLC04-04-2016
David Alan MoroskyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10202-08-2018
Gregory Alan MunsterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-04-2014
Kerri Ann BergmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2010
Matt Wynn MilhollandWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-10-2018
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley06-16-2017
Jason Keith PinsonWells Fargo Advisors Financial Network, LLCMorgan Stanley10-24-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.