Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Michael NesselroadWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC10-11-2018
Matt Wynn MilhollandWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-10-2018
Michael Kevin Mooney Jr.Wells Fargo Advisors Financial Network, LLCSiharum Advisors, LLC06-15-2018
James Elno Makee Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2017
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley06-16-2017
Jason Keith PinsonWells Fargo Advisors Financial Network, LLCMorgan Stanley10-24-2016
Kurt William FulmerWells Fargo Advisors Financial Network, LLCEdward Jones09-30-2016
Adam J. EdwardsWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC04-29-2016
Brent D. GrossWells Fargo Advisors Financial Network, LLCLPL Financial LLC04-04-2016
William M. HaaseWells Fargo Advisors Financial Network, LLCEdward Jones11-06-2015
Kevin Eugene Norman Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC10-23-2015
Donald William RiversWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-02-2014
Michelle Johnson SteinhausWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2011
Larry Dee LarrisonWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2011
Anne Elisabeth SpaineWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2011
Robert KauffmanWells Fargo Advisors Financial Network, LLCMorgan Stanley11-24-2010
Jeffrey Daniel MatthewsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-10-2010
Kerri Ann BergmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2010
J Christopher HammondWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Sandra Diane DayWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Stephanie S. SchankenWells Fargo Advisors Financial Network, LLCRoyal Alliance Associates, Inc.04-02-2009
Joseph Hall MathiasWells Fargo Advisors Financial Network, LLCEdward Jones$1001-08-2016
Gregory Alan MunsterWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-04-2014
Joseph Paul D'AnniballeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
Sean Michael HoustonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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