Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert KauffmanWells Fargo Advisors Financial Network, LLCMorgan Stanley11-24-2010
Jeffrey Daniel MatthewsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-10-2010
Kerri Ann BergmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2010
Charles Brian ClutterWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10001-15-2010
Eric Scott FriedmanWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$7501-15-2010
Paul Arthur StormWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-12-2009
Joseph Paul D'AnniballeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
Sean Michael HoustonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2511-12-2009
Jesse Lee Mullins, Michael Sean TaylorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10005-13-2009
David Donn AlspachWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-08-2009
J Christopher HammondWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Sandra Diane DayWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.04-09-2009
Gregory D MillerWells Fargo Advisors Financial Network, LLCAscend Advisory Group$15004-02-2009
Anthony Joachim ReillyWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Jeffrey Edward Korbini, Aaron BarberWells Fargo Advisors Financial Network, LLCAscend Advisory Group$10004-02-2009
Chris Philip BardosWells Fargo Advisors Financial Network, LLCAscend Advisory Group$5004-02-2009
Stephanie S. SchankenWells Fargo Advisors Financial Network, LLCRoyal Alliance Associates, Inc.04-02-2009
Gregory Robert Rochte, Uri T Holmes III, Kathleen Jeanette Fletcher, James Harrison GraverWells Fargo Advisors Financial Network, LLCSagePoint Financial, Inc.$2502-10-2009
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Showing 26 to 43 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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