Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-15-2009
David C. DouglassWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-26-2009
Michael William EberlyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-05-2009
Jeff Edward RovnakWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-06-2009
James Douglas NormanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2009
Steven PapakirkWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-12-2009
Todd WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Stephen Fredericks SutherlandWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-26-2009
Mark William HetrickWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-26-2009
David Patrick WilkinsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
Michael Craig WelchWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-08-2009
Richard Leon PecceWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15006-11-2009
Beverly Kay SchmittWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated06-11-2009
Michael Lewis DruffnerWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10006-11-2009
Kevin Michael SnellWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10006-11-2009
Keith S HawkWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-02-2009
Ryan Andrew FrommWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-17-2009
Steven Paul HanousekWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$1011-16-2009
James Edward JohnsonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$5012-14-2009
Carlos Corchado Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-22-2009
William Earl EtsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10001-29-2010
Warren Samuel WernickWells Fargo Clearing Services, LLCNCA Financial Planners$10002-26-2010
Deanna Maria SpearWells Fargo Clearing Services, LLCNCA Financial Planners03-01-2010
George Andrew ZeckWells Fargo Clearing Services, LLCMorgan Stanley$10006-11-2010
Fred Case WhiteWells Fargo Clearing Services, LLCMorgan Stanley$2509-21-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.