Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-15-2009
Steven PapakirkWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-12-2009
James Douglas NormanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2009
Stephen Fredericks SutherlandWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-26-2009
Mark William HetrickWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-26-2009
Ryan Andrew FrommWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-17-2009
William Earl EtsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10001-29-2010
Rick B. IckesWells Fargo Clearing Services, LLCMorgan Stanley11-12-2010
Frank Albert LazarWells Fargo Clearing Services, LLCMorgan Stanley11-29-2010
Matt M ZiereisWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Pamela Jean EssexWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-16-2011
Ronald Emanuel SevereWells Fargo Clearing Services, LLCPNC Investments$2505-20-2011
Mark A. MonbeckWells Fargo Clearing Services, LLCMorgan Stanley$2506-24-2011
Stephen Harley Reagh, Gary Brian FishbackWells Fargo Clearing Services, LLCMorgan Stanley09-23-2011
Douglas Richard RoseWells Fargo Clearing Services, LLCThe Huntington Investment Company$5010-11-2011
Barrett Pierson RydellWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5002-17-2012
David D. BalzariniWells Fargo Clearing Services, LLCEdward Jones04-02-2012
Mildred Joann BabbWells Fargo Clearing Services, LLCMorgan Stanley$5005-14-2012
Ryan James MyersWells Fargo Clearing Services, LLCEdward Jones$2505-18-2012
Daniel Everett James CarterWells Fargo Clearing Services, LLCEdward Jones$2508-16-2012
Susan Elaine PaoloWells Fargo Clearing Services, LLCEdward Jones08-21-2012
David V. WohlabaughWells Fargo Clearing Services, LLCAXA Advisors, LLC09-04-2012
Eric James Campman, Jean Carol CarvilleWells Fargo Clearing Services, LLCPNC Investments10-19-2012
Matthew David LewisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2012
Phillip Thomas AndersonWells Fargo Clearing Services, LLCLongbow Securities, LLC12-31-2012
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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