Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Dustin Ness, Chris Nuetzel, Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Michael BalsomMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
William Walter Le BoeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
David Leonard RomeAurum Wealth Management Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2019
Chad Patrick BudyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Beth Radcliff, Richard CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16902-20-2019
Beth Marie RadcliffStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2019
Richard T CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10302-20-2019
Gerard T. QuinnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Herbert ChenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jamie Schade, Mark HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
William G. Whiteley IVVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Jason Hostetler, Tina MiggeStratos Wealth AllianceMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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