Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyson J. AsayLincoln InvestmentTD Ameritrade, Inc.$10007-22-2019
Zachary Tyson SteinmetzMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-22-2019
Charles Lee Brown Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.07-19-2019
Jeffrey AdlerMutual Securities, Inc.Morgan Stanley07-19-2019
James A. DeweseRoyal Alliance Associates, Inc.Key Investment Services LLC07-19-2019
Shawn D HoganGolden Reserve, LLCAE Wealth Management, LLC07-19-2019
Jacob Tyler LarrisonAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC07-18-2019
Paul Francis RodgersWinfield Associates IncGOLD LEAF CAPITAL MANAGEMENT, INC.07-18-2019
Alan SoirefmanKey Investment Services LLCJ.P. Morgan Securities LLC07-17-2019
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-17-2019
Max Zachary PeretzkyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-17-2019
Michael Patrick OberholzerPark Avenue Securities LLCPruco Securities, LLC.07-15-2019
Marc Gregory GallensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-15-2019
Robert A. BaittJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Andrew Martin DavisFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-12-2019
John Philip WilliamsOne SevenMid Atlantic Financial Management, Inc.07-12-2019
Carolyn Ann PetersonPatriot Asset Advisors, LLC1st Global Capital Corp.07-12-2019
David W. WardJ.P. Morgan Securities LLCThe Huntington Investment Company07-11-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.07-11-2019
Kylee OneilUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Cherie N. CurryPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Jamie Lynn KaczmarskiPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.07-09-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.07-08-2019
Derek Lee CrihfieldAmeriprise Financial Services, LLCEdward Jones07-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.