Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Catherine C. ZainoSouders Financial Advisors, LLCADVANTAGE INVESTMENT MANAGEMENT, LLC08-25-2019
Carl Woodson WinfreeUnited Planners' Financial Services of America A Limited PartnerValMark Securities, Inc.08-23-2019
Sheilakai E. SimmonsFifth Third Securities, Inc.The Huntington Investment Company08-22-2019
Ryan Timothy ConnellThe Huntington Investment CompanySecurities America, Inc.08-22-2019
William Clayton PayneThe Huntington Investment CompanyEdward Jones08-22-2019
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$5008-22-2019
Beth Ann LandwehrJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC08-21-2019
Eric John TataCitizens Securities, Inc.Edward Jones08-20-2019
Philip Steven ScottPrivate Client Services, LLCLPL Financial LLC$1,00008-19-2019
Rodney Tracey FlanneryPrivate Client Services, LLCLPL Financial LLC08-19-2019
Daniel Thomas BerzinskasCitizens Securities, Inc.W&S Brokerage Services, Inc.08-16-2019
James Aaron MartinCambridge Investment Research, Inc.Nationwide Securities, LLC08-16-2019
Peter James JensenThe Tavenner CompanyTaylor Capital Management Inc.08-15-2019
Robert Lester FoxBoenning & Scattergood, Inc.Sweney Cartwright & Company$27808-15-2019
Christopher Ridgley JohnsBoenning & Scattergood, Inc.Sweney Cartwright & Company$2508-15-2019
Steven M. WrightBoenning & Scattergood, Inc.Sweney Cartwright & Company08-15-2019
Stephen Charles DetrayBCJ Capital ManagementHorter Investment Management, LLC08-15-2019
Walter Joseph HarperHP & AssociatesW. Joseph Harper08-15-2019
Cheryl L GillFifth Third Securities, Inc.Citizens Securities, Inc.08-13-2019
Michael Andrew BrandonCetera Advisors LLCU.S. Bancorp Investments, Inc.08-13-2019
Chevalier Roland HomanCetera Advisors LLCThrivent Investment Management Inc.08-13-2019
Matthew Ryan McCleesePruco Securities, LLC.Arcadia Financial Partners, LLC08-13-2019
Colin A. StahlTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors08-12-2019
Stephen A. RogersLPL Financial LLCVoya Financial Advisors, Inc.$5008-12-2019
Aaron D. BurgaLPL Financial LLCWesBanco Securities, Inc.08-12-2019
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.