Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Woodson WinfreeUnited Planners' Financial Services of America A Limited PartnerValmark Securities, Inc.08-23-2019
Carl Woodson WinfreeUnited Planners' Financial Services of America A Limited PartnerValmark Securities, Inc.08-23-2019
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$5008-22-2019
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$5008-22-2019
Eric John TataCitizens Securities, Inc.Edward Jones08-20-2019
Eric John TataCitizens Securities, Inc.Edward Jones08-20-2019
Rodney Tracey FlanneryPrivate Client Services, LLCLPL Financial LLC08-19-2019
Brian Michael LehnerThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$1108-19-2019
Amy J. ShopeThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$5008-19-2019
Michelle Rene PommeranzThe Strategic Financial Alliance, Inc.BFC Planning, Inc.08-19-2019
Wesley Scott WiltCalton & Associates, Inc.Arbor Point Advisors08-15-2019
Robert Lester FoxBoenning & Scattergood, Inc.Sweney Cartwright & Company$27808-15-2019
Wesley Scott WiltCalton & Associates, Inc.Arbor Point Advisors08-15-2019
Robert Lester FoxBoenning & Scattergood, Inc.Sweney Cartwright & Company$27808-15-2019
Stephen A. RogersLPL Financial LLCVoya Financial Advisors, Inc.$5008-14-2019
Chevalier Roland HomanCetera Advisors LLCThrivent Investment Management Inc.08-13-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Rick Lawrence ScheelerLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
Kyalo P. MuthianiU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC07-29-2019
Thomas Michael WisemanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.07-29-2019
Danny Chris FinchamJ.P. Morgan Securities LLCCitizens Securities, Inc.07-24-2019
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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